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JOB PURPOSE To manage the governance, assessment and implementation of regulatory requirements across Corporate, Wealth and Investment Banking in order to support consistent monitoring, reporting, remediation and regulatory risk oversight GROUP Corporate, Wealth and Investment Banking
Stakeholder Management Lead engagement with stakeholders across CWIBG and relevant support and control functions to ensure adherence to regulatory Act as the primary point of coordination on regulatory matters, fostering collaboration and alignment with Compliance and Regulatory frameworks Provide guidance and support on regulatory expectations and implementation approaches, ensuring accountability, ownership and timely delivery of agreed outcomes Lead the Governance & Regulatory Implementation team, promoting a culture of accountability,
Risk Management Provide first-line oversight of regulatory and compliance risks across CWIBG, ensuring obligations, risks and control requirements are appropriately identified, assessed and managed Lead and oversee assurance activities, reviews and assessments to evaluate adherence to regulatory requirements and identify opportunities for improvement Coordinate remediation efforts and provide challenge where necessary to ensure timely resolution of identified gaps and issues Monitor emerging regulatory developments and implementation risks, escalating material issues where appropriate Provide governance oversight of key regulatory themes
Minimum Qualifications Bachelor’s Degree preferably in Business, Banking, Law or equivalent
Minimum Experience At least 7 years of experience in the Banking Industry in a Risk Management, Compliance, Governance or equivalent